UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 22, 2022, Seres Therapeutics, Inc. (the “Company”) held its Annual Meeting of Stockholders. A total of 78,371,808 shares of the Company’s common stock were present electronically or represented by proxy at the meeting, representing approximately 84.97% of the Company’s outstanding common stock as of the April 25, 2022 record date. The following are the voting results for the proposals considered and voted upon at the meeting, all of which were described in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on April 29, 2022.
Item 1 — Election of three Class I directors to serve until the 2025 Annual Meeting of Stockholders, and until their respective successors have been duly elected and qualified.
| NOMINEE | Votes FOR | Votes WITHHELD | Broker Non-Votes | |||
| Dennis A. Ausiello, M.D | 62,542,177 | 8,923,981 | 6,905,650 | |||
| Willard H. Dere, M.D. | 64,782,980 | 6,683,178 | 6,905,650 | |||
| Eric D. Shaff | 64,876,769 | 6,589,389 | 6,905,650 |
Item 2 — Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022.
| Votes FOR | Votes AGAINST | Votes ABSTAINED | Broker Non-Votes | |||
| 78,175,646 | 169,106 | 27,056 | 0 |
Item 3 — Approval, on an advisory (non-binding) basis, of the compensation of the Company’s named executive officers.
| Votes FOR | Votes AGAINST | Votes ABSTAINED | Broker Non-Votes | |||
| 70,250,385 | 1,086,657 | 129,116 | 6,905,650 |
Based on the foregoing votes, the director nominees listed in Item 1 were elected and Items 2 and 3 were approved.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SERES THERAPEUTICS, INC. | ||||||
| Date: June 24, 2022 | By: | /s/ Thomas J. DesRosier | ||||
| Name: Thomas J. DesRosier | ||||||
| Title: Executive Vice President and Chief Legal Officer | ||||||